As previewed, below we examine several management fee offset-related SEC enforcement actions (a topic we have previously written about). Although the summaries also highlight certain remedial actions ...
A recent enforcement action against two affiliated wealth management businesses raises concerns over whether and how other registered investment advisers will be subject to sanctions for issues that ...
DALLAS--(BUSINESS WIRE)--CIM Commercial Trust Corporation (NASDAQ: CMCT and TASE: CMCT‑L) (“we”, “our”, “CMCT”, “CIM Commercial”, or the “Company”) announced that CIM Group, the manager to CMCT, has ...
James Chen, CMT is an expert trader, investment adviser, and global market strategist. Somer G. Anderson is CPA, doctor of accounting, and an accounting and finance professor who has been working in ...
Compass Diversified Holdings (NYSE:CODI) stock rose 1.3% in Wednesday after-hours trading after the owner of middle-market businesses described changes to its management services agreement. An ...
When it comes to advisor fees, there are two numbers to keep in mind: 1% and 0.02%. The first is the average fee that financial advisors tend to charge. If you are looking for comprehensive financial ...
NEW YORK--(BUSINESS WIRE)--E*TRADE from Morgan Stanley today announced the launch of five no commission, 0% expense ratio (0.00% management fee) 1 Index Mutual Funds exclusively for E*TRADE clients ...
Less than a year after Vanguard hired its first outsider CEO, the firm announced its broadest fee cut ever, shaving the expense ratios of nearly 90 open-end mutual and exchange-traded funds and saving ...
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