Pershing LLC, the industry's biggest player in clearing and the No. 4 firm in the RIA custody business, sees an opportunity in helping its clients deal with the regulatory tsunami. “We're trying to ...

The Financial Industry Regulatory Authority fined Pershing LLC $3 million on Monday for failing to maintain certain reserve levels and for supervisory failures. Finra said Pershing, a unit of the Bank ...

Pershing LLC, a BNY Mellon company, has selected SunGard to provide market connectivity to its newest international broker-dealer in Canada. SunGard’s SaaS-based Valdi Market Access will help Pershing ...

Pershing LLC, a BNY Mellon Corp. company, has rolled out an enhanced asset management account that offers more flexibility and a greater ease of use. Pershing LLC, a BNY Mellon Corp. company, has ...

Ashton Thomas Securities, a hybrid broker-dealer of Ashton Thomas Private Wealth whose advisors manage over $5B in client assets, will use Pershing's clearing and custody services, as well as BNY ...

When it comes to rapid growth of registered investment advisory firms, broker-dealers must either “feed the monster that will eat them” or find a way to accommodate their brokers' advisory business, ...

With the advent of trends such as technology-driven automation and fiduciary and fee-only arrangements between advisors and clients, mass affluent investors are increasingly interested in managed ...